Associates

Our Associates

At Capital Asset Management, in order to provide our clients with world class service, we have formed a team of associates who have the solutions and the products you may require. CAM unites successful investment professionals with state-of-the-art electronic communications and systems. This allows us to provide our clients with higher quality, better efficiency, and a fuller range of services.

YeeCorp

YeeCorp is a financial service firm with locations in Lihue and Honolulu. They offer a comprehensive group of services including estate and tax planning as well as full Insurance Services and Health Plans. YeeCorp’s dedicated team of professionals provides clients with a personal “hands on” approach to financial guidance.

SCF Investment Advisors., Inc. (SCFIA)

SCFIA is a premier full-service independent Registered Investment Advisor. At SCF, we have been providing comprehensive financial service solutions for our advisors and their clients nationwide since 1992. We are constantly evaluating our ever-changing industry and monitoring feedback from our clients and advisors to ensure that you are always positioned for success. We consistently operate within a culture of teamwork, respect, integrity, and commitment to excellence. Additionally, each member of our management team has sat across the table from clients himself, and knows firsthand what it takes to empower our advisors and their clients.

TD Ameritrade Institutional

TD Ameritrade is our primary custodian and trading platform. TD Ameritrade Institutional is a leading provider of comprehensive brokerage and custody services to more than 4,000 fee-based, Independent Registered Investment Advisors (RIAs) and their clients. TD Ameritrade provides an advanced technology platform, coupled with personal support which, allows us to run our practice more efficiently and effectively, while optimizing time with clients.

Clients should be comforted to know that as our custodian, TD Ameritrade Institutional is held to strict consumer protection regulations by the Securities and Exchange Commission (SEC) and other industry agencies that require them to segregate client assets from our own. Industry regulators provide oversight to ensure that broker/dealers like TD Ameritrade comply with this requirement.

TD Ameritrade does not have a proprietary trading desk. This means that TD Ameritrade does not trade for their own account using client assets with the sole intention of making a profit.

TD Ameritrade, Inc. is a member of the Securities Investor Protection Corporation (SIPC). Securities in our clients’ accounts are protecte up to $500,000. In addition, TD Ameritrade provides $149.5 million worth of protection for each client through supplemental coverage provided by London insurers, including an additional $900,000 limit on cash in the account.

TD Ameritrade’s Asset Protection Guarantee provides that if our clients lose cash or securities from their accounts due to unauthorized activity, TD Ameritrade will reimburse clients for the cash or shares of securities they lost. This protection adds to the provisions that already govern our clients’ accounts, in case unauthorized activity ever occurs and TD Ameritrade determines it was through no fault of our clients.

Privacy Policy

Investment Advisory Services offered through SCF Investment Advisors, Inc., a Registered Investment Advisor.

Capital Asset Management, LLC and SCF Investment Advisors, Inc. do not offer tax or legal advice. Please consult your CPA or Attorney for more information.

Note: This content may contain privileged, proprietary, or otherwise confidential information. If you are not the intended recipient or otherwise believe that you have received this message in error, please notify the sender immediately and delete the original from your computer. Any dissemination, distribution, copying, or other use of this message or any of its content by any person other than the intended recipient is strictly prohibited. Investment Advisory Services offered through SCF Investment Advisors, Inc., a SEC registered investment adviser. Warning: All email sent to or from the SCF Investment Advisors, Inc. email system is subject to archival, monitoring and/or review by SCF Investment Advisors, Inc. compliance personnel.

This website contains hyperlinks (or “links”) to other websites that are not associated with this site. Such unassociated websites may contain links to other unassociated sites as well. These links are provided as a convenience to you and to assist you in your search for information. We make no endorsement, express or implied, about any of these linked sites, and we are not responsible for materials posted or activities that occur on such linked sites, and do not review (1) content or advertisements posted on or (2) activities occurring on these linked sites. If you decide to link to any unassociated website, it is at your own risk. Because we are not associated with these linked websites, you should direct any concerns or problems you might have with any such site to that site’s administrator or webmaster.