Associates

Our Associates

At Capital Asset Management, in order to provide our clients with world class service, we have formed a team of associates who have the solutions and the products you may require. CAM unites successful investment professionals with state-of-the-art electronic communications and systems. This allows us to provide our clients with higher quality, better efficiency, and a fuller range of services.

SCF Investment Advisors., Inc. (SCFIA)

SCFIA is a premier full-service independent Registered Investment Advisor. At SCF, we have been providing comprehensive financial service solutions for our advisors and their clients nationwide since 1992. We are constantly evaluating our ever-changing industry and monitoring feedback from our clients and advisors to ensure that you are always positioned for success. We consistently operate within a culture of teamwork, respect, integrity, and commitment to excellence. Additionally, each member of our management team has sat across the table from clients himself, and knows firsthand what it takes to empower our advisors and their clients.

TD Ameritrade Institutional

TD Ameritrade is our primary custodian and trading platform. TD Ameritrade Institutional is a leading provider of comprehensive brokerage and custody services to more than 4,000 fee-based, Independent Registered Investment Advisors (RIAs) and their clients. TD Ameritrade provides an advanced technology platform, coupled with personal support which, allows us to run our practice more efficiently and effectively, while optimizing time with clients.

Clients should be comforted to know that as our custodian, TD Ameritrade Institutional is held to strict consumer protection regulations by the Securities and Exchange Commission (SEC) and other industry agencies that require them to segregate client assets from our own. Industry regulators provide oversight to ensure that broker/dealers like TD Ameritrade comply with this requirement.

TD Ameritrade does not have a proprietary trading desk. This means that TD Ameritrade does not trade for their own account using client assets with the sole intention of making a profit.

TD Ameritrade, Inc. is a member of the Securities Investor Protection Corporation (SIPC). Securities in our clients’ accounts are protecte up to $500,000. In addition, TD Ameritrade provides $149.5 million worth of protection for each client through supplemental coverage provided by London insurers, including an additional $900,000 limit on cash in the account.

TD Ameritrade’s Asset Protection Guarantee provides that if our clients lose cash or securities from their accounts due to unauthorized activity, TD Ameritrade will reimburse clients for the cash or shares of securities they lost. This protection adds to the provisions that already govern our clients’ accounts, in case unauthorized activity ever occurs and TD Ameritrade determines it was through no fault of our clients.

Privacy Policy

Investment Advisory Services offered through SCF Investment Advisors, Inc., 155 E. Shaw Ave., Suite 102, Fresno, CA 93710 – Telephone: 800.955.2517 – FAX: 559.456.6109. SCF Investment Advisors Inc. and Capital Asset Management, LLC are independently owned and operated.

Capital Asset Management, LLC and SCF Investment Advisors, Inc. do not offer tax or legal advice. Please consult your CPA or Attorney for more information.

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